NASD and NYSE Arbitrations
Millions of Americans entrust their life savings and retirement accounts to brokers and brokerage firms with the belief that their investments are being handled responsibly and in accordance with their wishes. In many instances, however, brokers generate huge commissions for themselves by placing investors in unsuitable securities, over trading (churning) the account and even making trades without the consent of the investors. As a result of this type of trading, investors generally lose a substantial amount of their principal, often placing their lifestyle and/or retirement at risk.
Our firm plays an active role in handling these cases on behalf of individual investors in the Northwest who have lost money as a result of improper conduct by their brokers. If you believe you have been damaged by improper trading in your account, contact us at 888.854.4002 for a free initial consultation.